New Miscellaneous ASX Rulebook Amendments

Monday 6 July 2020 @ 3.55 p.m.

We have just received new miscellaneous amendments to the ASX OTC Handbook, the ASX OTC Rulebook, the ASX Settlement Operating Rules, the ASX Clear (Futures) Rules, the ASX Clear Operating Rules, the Austraclear Regulations, and the ASX Enforcement and Appeals Rulebook.

They will be online in the TimeBase ASX Point-in-Time Service by close of business, Wednesday 8 July 2020.

Subscriber link to product - TimeBase ASX Point-in-Time Service (note: subscription required).

Rule Book

Affected Content

Date of commencement

Date content online

ASX OTC Rulebook

Part 4: Rules 4.10 and 4.14

6 July 2020

COB 8 July 2020

ASX OTC Handbook

Part 1: Rule 1.4A

Part 4: Rule 4.14

6 July 2020

COB 8 July 2020

ASX Settlement Operating Rules

Section 1: Rule 1.12

Section 12: Rules 12.18.1, 12.19.1 to 12.19.4, 12.19.6 to 12.19.8, 12.19.12, 12.19.14, 12.21.1, 12.21.4

Section 15: Rule 15.30.1

Procedures: Section 12 - Procedure 12.19.5

6 July 2020

COB 8 July 2020

ASX Clear (Futures) Rules

Part 2: Rules 3.4.1, 3.4.2, 10.11, 10.14, 10.14A, 12.6, and 22

Part 7: Rules 71.3 and 72.1

6 July 2020

COB 8 July 2020

ASX Clear Operating Rules

Section 1: Rules 1.8.1, 1.8.2, and 1.20.2

Section 2: Rule 2.10.1

Section 15: Rules 15.1.1 and 15.2.1

Section 19: Rules 19.5.1 and 19.5.2

6 July 2020

COB 8 July 2020

Austraclear Regulations

Section 1: Regulations 1.1 and 1.10

Section 3: Regulation 3.10

Section 20: Regulation 20.3

6 July 2020

 

COB 8 July 2020

 

ASX Enforcement and Appeals Rulebook

Section 3: Rule 3.1.7

 

6 July 2020

 

COB 8 July 2020